Joseph Rives Pringle

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Hancock Bank
  Gulfport, MS
• 06/2008 → 08/2022
  Hancock Investment Services, Inc.
  Gulfport, MS
• 08/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Gulfport, MS

Previous Registrations

• 2008-01-01 → 2008-04-07
  Wells Fargo Clearing Services, Llc
  Gulfport, MS
• 2003-09-18 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Gulfport, MS
  Gulfport, MS
  St. Louis, MO

Other Businesses

PRIVATE BANKER FOR HANCOCK WHITNEY; LEADERSHIP GULF COAST BOARD MEMBER, GULF COAST CHAMBER OF COMMERCE, 1/HR/WK

Exams

• S66 Uniform Combined State Law Examination
  2024-03-15
• S63 Uniform Securities Agent State Law Examination
  2000-07-13