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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Bank | Gulfport | MS | 05/2008 | Present |
| Hancock Investment Services, Inc. | Gulfport | MS | 06/2008 | 08/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Gulfport | MS | 03/2024 | Present |
PRIVATE BANKER FOR HANCOCK WHITNEY; LEADERSHIP GULF COAST BOARD MEMBER, GULF COAST CHAMBER OF COMMERCE, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-13 |
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