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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| VA | RA | APPROVED | 2018-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Roanoke | VA | 02/2012 | 03/2017 |
| Mml Investors Services, Llc | Roanoke | VA | 03/2017 | 08/2018 |
| Massmutual Life Insurance Company | Roanoke | VA | 07/2016 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | Present |
| Focusone Integrated Financial Planning | Roanoke | VA | 08/2018 | Present |
1. Co-owner, 7 Beaver Dam, LLC, an entity created for the purpose of owning and managing branch office property, as of 8/9/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Peters Financial Planning, a Private Entity established for personal tax reasons; Located at Roanoke, VA, as of 8/9/2018; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Fixed Insurance Sales, as an Agent; As of 8/9/2018; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-08 |
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