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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-17 |
| NJ | RA | APPROVED | 2022-12-21 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
Bloomfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 08/2013 | 05/2018 |
| Nationwide Investment Advisors, Llc | Columbus | OH | 06/2017 | 05/2018 |
| Tiaa | New York | NY | 08/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 08/2022 | Present |
| Apexium Financial, Lp | New York | NY | 05/2018 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-20 |
| S65 | Uniform Investment Adviser Law Examination | 2017-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-15 |
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