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Stephanie Ann Wagner

LPl Enterprise, LLC

Columbus, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-01
OH RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-12-01
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Dublin OH 11/2015 09/2019
Princor Financial Services Corporation Dublin OH 11/2015 09/2019
Firefighter Integrity Retirement Enterprise Dublin OH 08/2018 10/2019
Securities America, Inc. Worthington OH 10/2019 05/2024
Securities America Advisors Worthington OH 10/2019 05/2024
The Prudential Insurance Company Of America Columbus OH 05/2024 Present
Pruco Securities Llc Columbus OH 05/2024 11/2024
Lpl Enterprise, Llc Columbus OH 11/2024 Present
  • 11/2015 → 09/2019
    Principal Life Insurance Company
    Dublin, OH
  • 11/2015 → 09/2019
    Princor Financial Services Corporation
    Dublin, OH
  • 08/2018 → 10/2019
    Firefighter Integrity Retirement Enterprise
    Dublin, OH
  • 10/2019 → 05/2024
    Securities America, Inc.
    Worthington, OH
  • 10/2019 → 05/2024
    Securities America Advisors
    Worthington, OH
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Columbus, OH
  • 05/2024 → 11/2024
    Columbus, OH
  • 11/2024 → Present
    Columbus, OH
Previous Registrations
Other Businesses

1) 09/27/2024 - Notary Public - Notary - Inv Related - At Columbus, OH - Start Date 10/22/2019 - 1hrs/mth - 1hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-24
S63 Uniform Securities Agent State Law Examination 2013-05-02
  • S66 Uniform Combined State Law Examination
    2018-08-24
  • S63 Uniform Securities Agent State Law Examination
    2013-05-02

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