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Anthony L Weiner

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-02
CA RA APPROVED 2021-10-11
  • TX RA
    APPROVED
    Since 2021-11-02
  • CA RA
    APPROVED
    Since 2021-10-11

Branch Locations

4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Diego CA 04/2007 08/2021
Wells Fargo Advisors Llc San Diego CA 05/2014 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 08/2021
Morgan Stanley San Diego CA 08/2021 Present
  • 04/2007 → 08/2021
    Wells Fargo Bank Na
    San Diego, CA
  • 05/2014 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → 08/2021
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 08/2021 → Present
    Morgan Stanley
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2014-07-09
  • S65 Uniform Investment Adviser Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2014-07-09
Other Names
  • Anthony Weiner
  • Anthony Louis Weiner

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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