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Christopher Dickens

Wells Fargo Clearing Services, LLC

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-13
  • CO RA
    APPROVED
    Since 2026-08-13

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Evergreen CO 07/2016 11/2016
Wells Fargo Clearing Services, Llc Evergreen CO 11/2016 05/2022
Key Investment Services Denver CO 05/2022 03/2024
Pnc Investments Llc Denver CO 03/2024 08/2026
Wells Fargo Clearing Services, Llc Denver CO 08/2026 Present
Previous Registrations
  • 2024-03-14 → 2026-08-10
    Pnc Wealth Management Llc
    Fort Collins, CO
    Greeley, CO
    Loveland, CO
    Wheat Ridge, CO
    Denver, CO
    Arvada, CO
    Arvada, CO
    Arvada, CO
    Denver, CO
    Denver, CO
    Arvada, CO
    Denver, CO
  • 2022-06-02 → 2024-03-11
    Key Investment Services Llc
    Brooklyn, OH
    Denver, CO
    Denver, CO
  • 2016-09-30 → 2022-05-26
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Minneapolis, MN
    Winter Park, CO
    Telluride, CO
    Denver, CO
    Evergreen, CO
    Lakewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-28
S63 Uniform Securities Agent State Law Examination 2012-03-13
  • S66 Uniform Combined State Law Examination
    2016-09-28
  • S63 Uniform Securities Agent State Law Examination
    2012-03-13

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS
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MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
DREAM U.S. MANAGER LLC
KSL CAPITAL PARTNERS
CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

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