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Spencer Robert Fredrickson

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-03-26
TX RA APPROVED 2024-03-22
  • UT RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED
    Since 2024-03-22

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 05/2017 06/2018
Regency Investments Omaha NE 02/2012 05/2017
Gallup Omaha NE 12/2005 05/2017
Ram Enterprises West Point NE 01/2012 06/2018
E*Trade Securities Llc Sandy UT 06/2018 09/2018
E*Trade Securities Llc Sandy UT 09/2018 07/2021
E*Trade Securities Llc Sandy UT 07/2021 Present
Morgan Stanley Sandy UT 01/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 05/2017 → 06/2018
    Td Ameritrade
    Omaha, NE
  • 02/2012 → 05/2017
    Regency Investments
    Omaha, NE
  • 12/2005 → 05/2017
    Gallup
    Omaha, NE
  • 01/2012 → 06/2018
    Ram Enterprises
    West Point, NE
  • 06/2018 → 09/2018
    E*Trade Securities Llc
    Sandy, UT
  • 09/2018 → 07/2021
    E*Trade Securities Llc
    Sandy, UT
  • 07/2021 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 01/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2024-03-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05

View on SEC IAPD

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DIVERSIFY ADVISORY SERVICES, LLC
NET WORTH ADVISORY GROUP, LLC
GLOBAL RETIREMENT PARTNERS LLC
EAGLE STRATEGIES LLC

Other Investors

BRIAN SCOTT URIE
CHAD DEAN WADDOUPS
BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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