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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-10-21 |
Branch Locations
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
270 S Mills Rd, Ventura, CA 93003 • United States
202 E Matilija St, Ojai, CA 93023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Aptos | CA | 09/2006 | Present |
| Wells Fargo Advisors Llc | Aptos | CA | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aptos | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-13 |
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