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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-22 |
| CT | RA | APPROVED | 2018-08-30 |
Branch Locations
One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States
Hamden, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Shelton | CT | 07/2015 | 08/2018 |
| The Prudential Insurance Company Of America | Shelton | CT | 07/2015 | 08/2018 |
| Tiaa | Hamden | CT | 08/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Hamden | CT | 08/2018 | Present |
COLLEGE BASEBALL OFFICIAL POSITION: official NATURE: sports official INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 10 START DATE: 03/10/2012 ADDRESS: Home Address, Hamden CT 06517, United States DESCRIPTION: UMPIRE COLLEGIATE BASEBALL GAMES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-20 |
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