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Anthony Franklin Carimi

Ccm Investment Advisers, LLC

Columbia, SC

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Current Employers
Ccm Investment Advisers, Llc

1201 Main Street Suite 1910, Columbia, SC 29201 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-05-31
  • SC RA
    APPROVED
    Since 2022-05-31

Branch Locations

1201 Main Street Suite 1910, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbia SC 05/2012 11/2016
Wells Fargo Bank N.A. Columbia SC 02/2010 05/2017
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 05/2017
Synovus Bank Columbia SC 05/2017 Present
Synovus Securities, Inc. Columbia SC 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-31
S63 Uniform Securities Agent State Law Examination 2012-07-12
  • S65 Uniform Investment Adviser Law Examination
    2012-07-31
  • S63 Uniform Securities Agent State Law Examination
    2012-07-12
Other Names
  • Anthony Carimi
  • Tony Carimi

View on SEC IAPD

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