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11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-21 |
Branch Locations
11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Institutional | San Diego | CA | 03/2013 | 06/2017 |
| Lpl Financial Llc | San Diego | CA | 06/2017 | 09/2021 |
| The Kocen Financial Group | San Diego | CA | 09/2021 | Present |
| Heritage Wealth Management, Inc. | San Diego | CA | 11/2021 | Present |
Freelance makeup and beauty consulting; not investment related; from her home; freelance makeup and beauty consultant; 12-20 hours per month mostly on the weekends; no time is spend during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-22 |
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