Christine L Parrett

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-26

NY RA
APPROVED

Since 2021-05-26

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Uniondale	NY	07/2007	Present

07/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Uniondale, NY

Other Businesses

1. Notary Public; 15 Sussex Lane Bethpage NY 11714; Notary for Nassau County; 01/01/2014; 1 hr/year; During security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-18
S63	Uniform Securities Agent State Law Examination	2004-07-02

S65 Uniform Investment Adviser Law Examination

2012-11-18
S63 Uniform Securities Agent State Law Examination

2004-07-02

Other Names

Christina L Parrett

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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