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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
IA RA APPROVED 2012-04-02
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • IA RA
    APPROVED
    Since 2012-04-02

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

801 Grand Ave Ste 240, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co West Des Moines IA 04/2012 Present
Principal Securities Inc West Des Moines IA 01/2012 Present
Bening Financial Des Moines IA 02/2025 Present
Pv=Nrt Financial Group West Des Moines IA 07/2025 Present
  • 04/2012 → Present
    Principal Life Ins Co
    West Des Moines, IA
  • 01/2012 → Present
    West Des Moines, IA
  • 02/2025 → Present
    Bening Financial
    Des Moines, IA
  • 07/2025 → Present
    Pv=Nrt Financial Group
    West Des Moines, IA
Other Businesses

**OUTSIDE INSURANCE & GROUP BENEFITS. 08/28/12. HEALTH AND MEDICARE. **OUTISDE INSURANCE. 08/28/2012. BROKER HIGH DEDUCTIBLE PART D MEDICARE SUPPLEMENT. **Fixed Insurance, Life, Annuities, DI, LTC, 05/17/17. **Monroe Kiwanis; Not Investment Related; West Des Moines, IA; Vice Presidents; Help coordinate social events for Kiwanis, student month recognition and community improvement activities, attend monthly meetings. No check writing capabilities, investment discussions or handling of funds; Start Date: 11/01/2019; 2 hrs per month; 0 during trading hours. **MONROE KIWANIS POSITION: Past President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 206 Sherman Street, Monroe IA 50170, United States DESCRIPTION: Help coordinate social events for Kiwanis, student month recognition and community improvement activities, attend monthly meetings. No check writing capabilities, investment discussions or handling of funds. **BENING FINANCIAL (DBA) POSITION: Registered Representative, Senior Financial Advisor NATURE: Fee-based financial planning, Group Insurance, Life Insurance/Annuities, Mutual Funds/Securities/VA/VL, seminars/educational workshops, financial strategies/needs analysis INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/10/2025 ADDRESS: 801 Grand Ave, Suite 240, Des Moines IA 50309, United States DESCRIPTION: I will be assisting Bening Financial with current and prospective clients. **HTTR PROPERTIES, LLC POSITION: Co-Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2025 ADDRESS: 114 Dawn Ave, Monroe IA 50170, United States DESCRIPTION: We have started an LLC for a property that we purchased. We are moving the property out of our individual names and into the LLC. I will be the Co-Owner with my wife Tami Thomas and no clients will be involved in this LLC. **PV=NRT FINANCIAL GROUP (DBA) POSITION: Financial Advisor NATURE: Disability Insurance (DI/A&H Insurance), Life Insurance/annuities, Fee Based Financial Planning, Financial Strategies/Needs Analysis, Group Insurance, Mutual Funds/Securities/VA/VL, Seminars/Educational Workshops. All activities will mirror normal PFN activities and current financial advisor activities Chris Thomas is conducting as a PFN advisor. These normal activities will continue for PV=nRT Financial Group but the focus on PV=nRT Financial Group will be engineers and engineering firms and directing these services to this target market. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2025 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: PV=nRT Financial Group is a DBA created and designed by Chris Thomas (current PFN advisor) and will be a financial services firm dedicated to serving engineers and engineering firms.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-12
  • S66 Uniform Combined State Law Examination
    2012-03-12
Designations
Other Names
  • Crhis Thomas

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