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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-05
  • NJ RA
    APPROVED
    Since 2024-02-05

Branch Locations

1386 Route 130 & Main St, Windsor, NJ 08561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Hainesport NJ 01/2015 03/2020
Wells Fargo Advisors, Llc Hainesport NJ 01/2015 11/2016
Wells Fargo Clearing Services, Llc Hainesport NJ 11/2016 03/2020
Investors Bank Moorestown NJ 03/2020 08/2022
Cetera Investment Services Llc St Cloud MN 03/2020 08/2022
Cetera Investment Advisers Llc Moorestown NJ 03/2020 08/2022
Citizens Securities, Inc. Robbinsville NJ 08/2022 02/2024
Raymond James Financial Services, Inc. Windsor NJ 02/2024 Present
Raymond James Financial Services Advisors,Inc. Windsor NJ 02/2024 Present
Fulton Bank Windsor NJ 02/2024 Present
  • 01/2015 → 03/2020
    Wells Fargo Bank, Na
    Hainesport, NJ
  • 01/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Hainesport, NJ
  • 11/2016 → 03/2020
    Hainesport, NJ
  • 03/2020 → 08/2022
    Investors Bank
    Moorestown, NJ
  • 03/2020 → 08/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2020 → 08/2022
    Moorestown, NJ
  • 08/2022 → 02/2024
    Robbinsville, NJ
  • 02/2024 → Present
    Raymond James Financial Services, Inc.
    Windsor, NJ
  • 02/2024 → Present
    Raymond James Financial Services Advisors,Inc.
    Windsor, NJ
  • 02/2024 → Present
    Fulton Bank
    Windsor, NJ
Previous Registrations
Other Businesses

(1)Name of Business: Address: 421 2nd St, Beach Haven, NJ, 08008, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/29/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Weekly Rental Property in Beach Haven, NJ. Prime months are June-August. Occasional weekend rentals in the offseason. We hire an agency to manage bookings and a cleaning service for weekly turnover. (2)Name of Business: Fulton Financial Advisors Address: 1386 Route 130, Windsor, NJ, 08561, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/05/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Swept Inc Address: 46 Harker Rd, Chesterfield, NJ, 08515, United States Activity Type: Business Owner Position/Title: Officer - Treasurer Investment Related: No Start Date: 08/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Light accounting and expense management. Operational decision making in how to maximize revenue and retained earnings to grow social media platform user base.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-06
  • S66 Uniform Combined State Law Examination
    2012-07-06

View on SEC IAPD

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