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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-09-17
  • NJ RA
    APPROVED
    Since 2013-09-17

Branch Locations

440 Route 130, East Windsor, NJ 08520 • United States

2 Schalks Crossing Rd, Plainsboro, NJ 08536 • United States

4200 Quakerbridge Road, Princeton, NJ 08540 • United States

304 Applegarth Road, Monroe Township, NJ 08831 • United States

591 State Route 33, Millstone Township, NJ 08535 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Bridgewater NJ 12/2014 Present
  • 12/2014 → Present
    Pnc Investments
    Bridgewater, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-17
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2013-09-17
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06
Other Names
  • Pappu Patel

View on SEC IAPD

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