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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-17
  • NJ RA
    APPROVED
    Since 2023-10-17

Branch Locations

916 Fischer Blvd, Toms River, NJ 08753 • United States

340 Us Hwy 9 S, Bayville, NJ 08721 • United States

1162 Green Street, Iselin, NJ 08830 • United States

310 North Avenue East, Cranford, NJ 07016 • United States

471 County Rte 520, Marlboro Twp, NJ 07746 • United States

3665 Route 9 N, Old Bridge, NJ 08857 • United States

168-170 Main St, Matawan, NJ 07747 • United States

1727 Us-130, North Brunswick Twp, NJ 08902 • United States

400 Main St, Spotswood, NJ 08884 • United States

916 Fischer Blvd, Toms River, NJ 08753 • United States

761 Route 33 West, East Windsor, NJ 08520 • United States

101 Barkalow Ave, Freehold, NJ 07728 • United States

5149 Route 9 North, Howell, NJ 07731 • United States

77 Main St, Farmingdale, NJ 07727 • United States

340 Us Highway 9 South, Bayville, NJ 08721 • United States

150 Green Street, Woodbridge, NJ 07095 • United States

77 Main St, Sayreville, NJ 08872 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Red Bank NJ 03/2012 10/2017
Wells Fargo Clearing Services, Llc Oakhurst NJ 10/2017 01/2020
Cetera Investment Advisers Llc Deal NJ 01/2020 08/2022
Investors Bank Deal NJ 01/2020 08/2022
Cetera Investment Services Llc St. Cloud MN 01/2020 08/2022
Citizens Securities, Inc. Deal NJ 08/2022 10/2023
Lpl Financial Llc Freehold NJ 10/2023 Present
Previous Registrations
  • 2022-08-17 → 2023-10-16
    Conshohocken, PA
    Deal, NJ
    Woodbridge, NJ
    Colonia, NJ
    Lakewood, NJ
    Long Branch, NJ
    Toms River, NJ
    Lakewood, NJ
    Carteret, NJ
    Point Pleasant, NJ
    Toms River, NJ
    Brick, NJ
    Jackson, NJ
    Avenel, NJ
    South Plainfield, NJ
  • 2020-01-17 → 2022-08-17
    Deal, NJ
  • 2017-10-30 → 2020-01-15
    Sea Girt, NJ
    Oakhurst, NJ
  • 2012-05-07 → 2017-11-06
    Red Bank, NJ
    Dayton, NJ
    East Windsor, NJ
    Cranbury, NJ
    Lincroft, NJ
    Millstone Township, NJ
    Middletown, NJ
    Monroe, NJ
    Monroe Township, NJ
    Hightstown, NJ
    Colts Neck, NJ
Other Businesses

1. 02/02/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/2/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-30
S63 Uniform Securities Agent State Law Examination 1992-01-29
  • S66 Uniform Combined State Law Examination
    2012-04-30
  • S63 Uniform Securities Agent State Law Examination
    1992-01-29
Other Names
  • Bill Murphy
  • William J Murphy

View on SEC IAPD

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