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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-12 |
| NM | RA | APPROVED | 2023-10-26 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Albuquerque | NM | 01/2012 | 02/2018 |
| Td Ameritrade, Inc. | Albuquerque | NM | 02/2018 | 10/2018 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 10/2018 |
| Morgan Stanley | Albuquerque | NM | 10/2018 | 07/2022 |
| Ubs Financial Services Inc. | Albuquerque | NM | 07/2022 | 10/2023 |
| Morgan Stanley | Albuquerque | NM | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2023 | Present |
*685814 - Pars & Pearls Social Club LLC; Investment Related - Yes; Rio rancho, New Mexico; Golf Social Club; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/18; During Business Hours: 0; After Business Hours: 8; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-19 |
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