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Barbara Jean Swiatek

Brookstone Wealth Advisors, LLC

Colorado Springs, CO

CRD 6017197

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Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
NE RA APPROVED 2024-11-19
SC RA APPROVED 2021-10-07
VT RA APPROVED 2021-10-07
CO RA APPROVED 2017-07-31
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • NE RA
    APPROVED
    Since 2024-11-19
  • SC RA
    APPROVED
    Since 2021-10-07
  • VT RA
    APPROVED
    Since 2021-10-07
  • CO RA
    APPROVED
    Since 2017-07-31

Branch Locations

1870 Dublin Blvd. #D, Colorado Springs, CO 80918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sf Financial Services Colorado Springs CO 01/2008 Present
Home Solutions Of America Colorado Springs CO 01/2002 Present
Franklin Capital Management, Llc Colorado Springs CO 03/2014 10/2016
Usa Financial Securities Ada MI 10/2016 07/2017
Retirement Wealth Advisors, Inc. Colorado Springs CO 07/2017 Present
Retire Financially Fit Colorado Springs CO 02/2019 Present
  • 01/2008 → Present
    Sf Financial Services
    Colorado Springs, CO
  • 01/2002 → Present
    Home Solutions Of America
    Colorado Springs, CO
  • 03/2014 → 10/2016
    Franklin Capital Management, Llc
    Colorado Springs, CO
  • 10/2016 → 07/2017
    Usa Financial Securities
    Ada, MI
  • 07/2017 → Present
    Retirement Wealth Advisors, Inc.
    Colorado Springs, CO
  • 02/2019 → Present
    Retire Financially Fit
    Colorado Springs, CO
Previous Registrations
Other Businesses

(1) SF FINANCIAL SERVICES;INVESTMENT RELATED; 7560 RANGEWOOD DR #110, COLORADO SPRINGS, CO 80920; INSURANCE SALES; OWNER; START DATE 07/2005; 40-50 HOURS/MONTH DEVOTED; ALL HOURS DEVOTED DURING SECURITIES TRADING HOURS; SALE OF FIXED INSURANCE (LIFE, LTC AND ANNUITY). (2) HOME SOLUTIONS OF AMERICA LLC; NON INVESTMENT RELATED; 2910 N POWERS BLVD #247, COLORADO SPRING, CO 80922; OWNER-MANAGER; STARTED 05/2002; 20 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; REAL ESTATE INVESTOR. (3) Retire Financially Fit, 7560 RANGEWOOD DR #110, COLORADO SPRINGS, CO 80920, Marketing, zero hours, owner, started 02/2019, The name Retire Financially Fit is our seminar radio show. We do not have a website just using FaceBook to market our business SF Financial Services, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-05
  • S65 Uniform Investment Adviser Law Examination
    2011-12-05

View on SEC IAPD

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