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Jesse Randall Maggio

Mariner

Highlands Ranch, CO

Spokane, WA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-15
CO RA APPROVED 2018-12-19
  • WA RA
    APPROVED
    Since 2023-06-15
  • CO RA
    APPROVED
    Since 2018-12-19

Branch Locations

8871 Ridgeline Blvd Suite 100, Highlands Ranch, CO 80129 • United States

601 W. 1St Ave. Suite 1400, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Highlands Ranch CO 05/2016 01/2018
Key Investment Services Highlands Ranch CO 07/2016 01/2018
Msec, Llc Overland Park KS 02/2018 06/2023
Kummer Financial Strategies, Llc Highlands Ranch CO 02/2018 12/2018
Mariner Wealth Advisors Highlands Ranch CO 12/2018 Present
  • 05/2016 → 01/2018
    Key Bank
    Highlands Ranch, CO
  • 07/2016 → 01/2018
    Key Investment Services
    Highlands Ranch, CO
  • 02/2018 → 06/2023
    Msec, Llc
    Overland Park, KS
  • 02/2018 → 12/2018
    Kummer Financial Strategies, Llc
    Highlands Ranch, CO
  • 12/2018 → Present
    Mariner Wealth Advisors
    Highlands Ranch, CO
Previous Registrations
  • 2018-03-16 → 2018-12-31
    Kummer Financial Strategies, Llc
    Highlands Ranch, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-04-09
  • S63 Uniform Securities Agent State Law Examination
    2013-04-09
Designations

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
SEMPER AUGUSTUS INVESTMENTS GROUP LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
CEDARWOOD WEALTH

Other Investors

DAMIAN DANIEL WALSH
PRISCILLA ANNE PEOPLES
Warren Curtis Anderson
Robert P Grovich
Kevin Carl Arvidson
Connie Gail Williams
SEAN WILLIAM MCGINNIS
DAVID TREVOR MARTIN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Highlands Ranch, CO
EDWARD JONES · Littleton, CO
EDWARD JONES · HIGHLANDS RANCH, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
SEMPER AUGUSTUS INVESTMENTS GROUP LLC · HIGHLANDS RANCH, CO
WELLS FARGO CLEARING SERVICES, LLC · HIGHLANDS RANCH, CO

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