Leah Ann Shapson

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2016
  Lpl Financial Llc
  Maplewood, NJ
• 06/2015 → 09/2016
  The Genwealth Group, Inc
  Maplewood, NJ
• 09/2016 → 06/2020
  Axa Equitable
  Morristown, NJ
• 09/2016 → 06/2020
  Axa Advisors Llc
  New York, NY
• 09/2016 → Present
  Equitable Advisors, Llc
  New York, NY
• 09/2016 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2016-03-18 → 2016-09-08
  The Genwealth Group, Inc.
  Maplewood, NJ
• 2014-02-07 → 2014-11-11
  Ubs Financial Services Inc.
  Bethesda, MD

Exams

• S66 Uniform Combined State Law Examination
  2014-02-07
• S63 Uniform Securities Agent State Law Examination
  2012-03-16

Other Names

• Leah North
• Leah Ann North