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Leah Ann Shapson

Equitable Advisors, LLC

New York, NY

Union Beach, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-14
NJ RA APPROVED 2016-09-22
  • NY RA
    APPROVED
    Since 2026-04-14
  • NJ RA
    APPROVED
    Since 2016-09-22

Branch Locations

1345 Avenue Of The Americas, New York, NY 10105 • UNITED STATES

Union Beach, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Maplewood NJ 06/2015 09/2016
The Genwealth Group, Inc Maplewood NJ 06/2015 09/2016
Axa Equitable Morristown NJ 09/2016 06/2020
Axa Advisors Llc New York NY 09/2016 06/2020
Equitable Advisors, Llc New York NY 09/2016 Present
Equitable Advisors, Llc New York NY 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-07
S63 Uniform Securities Agent State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2014-02-07
  • S63 Uniform Securities Agent State Law Examination
    2012-03-16
Other Names
  • Leah North
  • Leah Ann North

View on SEC IAPD

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JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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