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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-22 |
| ID | RA | APPROVED | 2025-01-09 |
| UT | RA | APPROVED | 2024-07-25 |
| TX | RA | APPROVED_RES | 2024-01-10 |
| CA | RA | APPROVED | 2023-09-08 |
| IL | RA | APPROVED | 2022-06-10 |
| MD | RA | APPROVED | 2018-01-10 |
| NV | RA | APPROVED | 2017-03-03 |
| HI | RA | APPROVED | 2014-01-03 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co | Honolulu | HI | 12/2011 | Present |
| Park Ave Securities | Honolulu | HI | 01/2012 | Present |
1) Rental Property-investment property in Austin, TX. sole owner , Start date: 03/01/2020, Address: 93701 Cardinals Nest Lane #37 Austin TX 78729, 1 total hour per month, 0 during securities trading hours, Investment related, More than 10% annual compensation, 2) Rental Property 2-Homeowner and am currently renting to a tenant, Start date: 11/11/2020, Address: 1332 Bull Horn Loop Round Rock, TX 78665, 1 total hour per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Rental Property 3- Owner of rental property, Start date: 11/01/2021, Address: 716 Bent Wood Pl. Round Rock TX 786, 1 total hour per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 4) Rental Property 4- Owner of rental property, Start date: 06/01/2023, Address: 393 Gabbro Gardens San Marcos, TX 78656, 1 total hour per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5) HKS808 LLC-management company for park ave securities 1099 income, Start date: 10/01/2022, Address: 460A Pukele Ave. Honolulu HI 96816, 1 total hour per month, 0 during securities trading hours, Not investment related, No annual compensation, 6) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance, Start date: 10/23/2025, Address: 500 Ala Moana Blvd Ste. 3-400 Honolulu HI 96813, Duties: Insurance other than Guardian 1 total hours per month; 0 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-23 |
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