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1441 29Th Street Ste 310, West Des Moines, IA 50266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-08-24 |
| IA | RA | APPROVED | 2020-08-11 |
Branch Locations
1441 29Th Street Ste 310, West Des Moines, IA 50266 • United States
Medford, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Des Moines | IA | 05/2000 | Present |
| Five Talents Financial Management Group | West Des Moines | IA | 08/2020 | Present |
1. 10/7/2019 - Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/25/2019 - 160 Hours Per Month During Securities Trading. 2. 8/4/2021 - Five Talents Financial Management Group, LLC - DBA: (Hybrid) Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/29/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Five Talents Financial Management Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-11 |
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