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Anthony Trevor Santoloci

Shufro, Rose & Co., LLC

New York, NY

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Current Employers
Shufro, Rose & Co., Llc

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29

Branch Locations

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Parsippany NJ 01/2012 05/2017
Niagara International Capital Limited Parsippany NJ 05/2017 07/2017
Gilder Gagnon Howe New York NY 07/2017 03/2019
Shufro Rose & Co., Llc New York NY 03/2019 Present
  • 01/2012 → 05/2017
    Ameriprise Financial Services, Inc.
    Parsippany, NJ
  • 05/2017 → 07/2017
    Niagara International Capital Limited
    Parsippany, NJ
  • 07/2017 → 03/2019
    Gilder Gagnon Howe
    New York, NY
  • 03/2019 → Present
    Shufro Rose & Co., Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2014-08-08

View on SEC IAPD

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