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Tim Phan

J.P. Morgan Securities LLC

South Pasadena, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-22
CA RA APPROVED 2026-04-29
  • TX RA
    APPROVED
    Since 2026-07-22
  • CA RA
    APPROVED
    Since 2026-04-29

Branch Locations

1305 Fair Oaks Avenue, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc South Pasadena CA 03/2026 Present
Jpmorgan Chase Bank, N.A. South Pasadena CA 02/2011 Present
  • 03/2026 → Present
    J.P. Morgan Securities Llc
    South Pasadena, CA
  • 02/2011 → Present
    Jpmorgan Chase Bank, N.A.
    South Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-23
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2026-03-23
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Phuc Huu Phan

View on SEC IAPD

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OSAIC WEALTH, INC. · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
GREENLAKE ASSET MANAGEMENT LLC · SOUTH PASADENA, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH PASADENA, CA
NEWBURY CAPITAL MANAGEMENT, LLC · SOUTH PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTH PASADENA, CA
COPPELL ADVISORY SOLUTIONS LLC · South Pasadena, CA

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