Stephen P. Daige

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-03
NJ	RA	APPROVED	2017-10-03
TX	RA	APPROVED	2017-09-26

NY RA
APPROVED

Since 2021-05-03
NJ RA
APPROVED

Since 2017-10-03
TX RA
APPROVED

Since 2017-09-26

Branch Locations

705 Smithtown Byp, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Huntington Station	NY	11/2013	09/2017
Bank Of America, N.A.	Huntington Station	NY	12/2013	09/2017
Jp Morgan Securities, Llc	Holbrook	NY	09/2017	Present

11/2013 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntington Station, NY
12/2013 → 09/2017

Bank Of America, N.A.

Huntington Station, NY
09/2017 → Present

Jp Morgan Securities, Llc

Holbrook, NY

Previous Registrations

2013-11-15 → 2017-09-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Woodbury, NY

Dix Hills, NY

Greenlawn, NY

Huntington Station, NY

Melville, NY

New York, NY

Melville, NY

Hauppauge, NY

Commack, NY

Deer Park, NY
2013-02-01 → 2013-06-19

Wells Fargo Clearing Services, Llc

Southampton, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-31

S66 Uniform Combined State Law Examination

2013-01-31

Other Names

Stephen Paul Daige
Stephen P Daige

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

NICHOLAS KLOPSIS

Matthew Kyle Heeter

LOUIS ANTHONY SORIANO

Frank E Carpentiere

JOHN CLEAVELAND PALMER

LYNNE MICHELE BARNHARDT

Other Offices

LPL FINANCIAL LLC · SMITHTOWN, NY

CETERA INVESTMENT ADVISERS LLC · SMITHTOWN, NY

EDWARD JONES · SMITHTOWN, NY

LPL FINANCIAL LLC · SMITHTOWN, NY

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SMITHTOWN, NY

STATE FARM INVESTMENT MANAGEMENT CORP. · SMITHTOWN, NY

STATE FARM INVESTMENT MANAGEMENT CORP. · Smithtown, NY

COMMONWEALTH FINANCIAL NETWORK · Smithtown, NY

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