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Lindsey Miller Junca

Cetera Investment Advisers LLC

Baton Rouge, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-05-15
  • LA RA
    APPROVED
    Since 2023-05-15

Branch Locations

445 North Boulevard, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Baton Rouge LA 04/2011 05/2023
J.P. Morgan Securities Llc Baton Rouge LA 10/2012 05/2023
Cetera Investment Services Llc Saint Cloud MN 05/2023 Present
Hancock Whitney Bank Baton Rouge LA 05/2023 Present
Cetera Investment Advisers Llc Baton Rouge LA 05/2023 Present
  • 04/2011 → 05/2023
    Jpmorgan Chase Bank
    Baton Rouge, LA
  • 10/2012 → 05/2023
    J.P. Morgan Securities Llc
    Baton Rouge, LA
  • 05/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2023 → Present
    Hancock Whitney Bank
    Baton Rouge, LA
  • 05/2023 → Present
    Cetera Investment Advisers Llc
    Baton Rouge, LA
Previous Registrations
  • 2020-06-26 → 2023-05-02
    J.P. Morgan Securities Llc
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-23
  • S66 Uniform Combined State Law Examination
    2020-06-23
Other Names
  • Lindsey Miller Junca
  • Lindsey Kathryn Miller
  • Lindsey K Miller

View on SEC IAPD

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Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

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