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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-17 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Network Llc | El Segundo | CA | 06/2015 | 04/2017 |
| Cetera Financial Group Inc. | El Segundo | CA | 05/2017 | 10/2021 |
| Summit Brokerage Services, Inc. | El Segundo | CA | 09/2018 | 12/2019 |
| Mea Wealth Advisors | El Segundo | CA | 06/2015 | 05/2017 |
| Miracle Mile Advisors, Llc | Los Angeles | CA | 10/2021 | 10/2024 |
| Cetera Adviser Networks Llc | El Segundo | CA | 11/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: HAZEL ST TOWNHOMES HOMEOWNERS ASSOCIATION INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: HOA START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: HOA DUTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-20 |
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