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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-23
  • CA RA
    APPROVED
    Since 2024-02-23

Branch Locations

309 N Sepulveda Blvd Unit A, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Seal Beach CA 10/2012 02/2024
Coastal Rei Group, Llc. Stanton CA 07/2020 Present
Jpmorgan Securities Llc Seal Beach CA 12/2015 02/2024
Wells Fargo Clearing Services, Llc El Segundo CA 02/2024 Present
Previous Registrations
  • 2013-04-02 → 2024-02-24
    Seal Beach, CA
    Buena Park, CA
    Buena Park, CA
    Cypress, CA
    Seal Beach, CA
    La Palma,, CA
    Seal Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-30
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2013-03-30
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Sooty Lysanh
  • Sooty Lysanh

View on SEC IAPD

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