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Karen Michelle Wallace

Cetera Investment Advisers LLC

Gulfport, MS

Long Beach, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-08-10
  • MS RA
    APPROVED
    Since 2022-08-10

Branch Locations

2510 14Th Street-One Hancock Plaza, Gulfport, MS 39501 • United States

Long Beach, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Bank Gulfport MS 12/2011 Present
Hancock Investment Services, Inc. Gulfport MS 12/2011 08/2022
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Gulfport MS 08/2022 Present
  • 12/2011 → Present
    Hancock Bank
    Gulfport, MS
  • 12/2011 → 08/2022
    Hancock Investment Services, Inc.
    Gulfport, MS
  • 08/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2022 → Present
    Cetera Investment Advisers Llc
    Gulfport, MS
Previous Registrations
Other Businesses

BOARD MEMBER ON LONG BEACH CHAMBER OF COMMERCE BOARD, MISSISSIPPI GULF COAST CHAMBER OF COMMERCE, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-19
  • S66 Uniform Combined State Law Examination
    2012-03-19
Other Names
  • Mia Stallings
  • Wallace
  • Stallings
  • Karen Michelle Stallings

View on SEC IAPD

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Other Investors

STARLITTE CHATGNIER TOWNSEND
WILLIAM REED ALLISON
Jacob Wilczynski
SAMUEL V MORSE JR
Crystal Lynn Broadus
CHARLES H HAWKINS III
James Luffey
ETHAN MICHAEL SMITH

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · GULFPORT, MS
LPL FINANCIAL LLC · GULFPORT, MS
STRATOS WEALTH PARTNERS, LTD · Gulfport, MS
STRATOS WEALTH PARTNERS, LTD · Gulfport, MS
STRATOS WEALTH PARTNERS, LTD · GULFPORT, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Gulfport, MS
EDWARD JONES · GULFPORT, MS
BENJAMIN F. EDWARDS & COMPANY, INC. · Gulfport, MS

More in Gulfport, MS

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