Lisa Anne Malick

2 North Nevada Ave Suite 1300, Colorado Springs, CO 80903-1626 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-09-23

Branch Locations

2 North Nevada Ave Suite 1300, Colorado Springs, CO 80903-1626 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	01/2012	04/2019
Lighthouse Financial Llc	Broomfield	CO	06/2014	06/2020
Purshe Kaplan Sterling Investments Inc	Albany	NY	07/2019	05/2020
Cambridge Investment Research, Inc.	Fairfield	IA	06/2020	09/2022
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	06/2020	09/2022
Petra Financial Advisors Inc Dba Lighthouse Financial, Llc	Colorado Springs	CO	09/2022	Present

01/2012 → 04/2019

Cambridge Investment Research, Inc

Fairfield, IA
06/2014 → 06/2020

Lighthouse Financial Llc

Broomfield, CO
07/2019 → 05/2020

Purshe Kaplan Sterling Investments Inc

Albany, NY
06/2020 → 09/2022

Cambridge Investment Research, Inc.

Fairfield, IA
06/2020 → 09/2022

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
09/2022 → Present

Petra Financial Advisors Inc Dba Lighthouse Financial, Llc

Colorado Springs, CO

2020-06-01 → 2022-09-20

Cambridge Investment Research Advisors, Inc.

Broomfield, CO
2014-06-17 → 2021-01-26

Sela Capital Group Llc

Colorado Springs, CO

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-02-21

Other Firms