William Woo Kim

Current Employers

Employment History

• 10/2012 → 07/2019
  J.P. Morgan Securities Llc
  Rancho Santa Fe, CA
• 07/2015 → 07/2019
  Jpmorgan Chase Bank, N.A
  Rancho Santa Fe, CA
• 07/2019 → 03/2021
  Morgan Stanley
  Rancho Santa Fe, CA
• 10/2019 → 03/2021
  Morgan Stanley Private Bank, N.A
  New York, NY
• 09/2021 → Present
  Tax And Financial Group
  Newport Beach, CA
• 09/2021 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 09/2021 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 04/2021 → 08/2021
  Unemployed
  San Diego, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  San Diego, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-10-04 → 2023-08-10
  Securian Financial Services, Inc.
  San Diego, CA
  Newport Beach, CA
  Newport Beach, CA
  St. Paul, MN
• 2019-10-03 → 2021-03-31
  Morgan Stanley
  Rancho Sante Fe, CA

Other Businesses

1) Tax & Financial Group, Newport Beach CA, Investment related, Fixed Insurance Agent, 10/2021-ongoing, 200 hours per month, 154 trade hours 2) KOREAN AMERICAN COALITION SAN DIEGO POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 2470 Aperture Circle, San Diego CA 92121, United States DESCRIPTION: Secretary; 3. NAME OF OTHER BUSINESS: CONSTRUCTION FINANCIAL MANAGEMENT ASSOCIATION - SAN DIEGO CHAPTER (CFMA); INVESTMENT RELATED: NO; ADDRESS: 4747 EXECUTIVE DR, 1300, SAN DIEGO, CA 92121; NATURE OF BUSINESS: BOARD; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIAISON FOR THE SAN DIEGO CHAPTER AND THE NATIONAL CHAPTER, AND HELP FACILITATE COMMUNICATION;

Exams

• S66 Uniform Combined State Law Examination
  2019-10-03
• S63 Uniform Securities Agent State Law Examination
  2012-02-21

Other Names

• Woo Kim
• Will Kim
• William W Kim
• Will W Kim
• William Woo Kim
• William Kim