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Jorge Ortiz Vasquez

J.P. Morgan Securities LLC

Diamond Bar, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-23
TX RA APPROVED 2026-01-23
  • CA RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED
    Since 2026-01-23

Branch Locations

1100 S. Diamond Bar Blvd, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Diamond Bar CA 08/2016 Present
Jpmorgan Chase Bank, N.A. Diamond Bar CA 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-23
S66 Uniform Combined State Law Examination 2022-07-05
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S65 Uniform Investment Adviser Law Examination
    2026-01-23
  • S66 Uniform Combined State Law Examination
    2022-07-05
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Jorge O Vasquez

View on SEC IAPD

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ASHVA CAPITAL MANAGEMENT LLC · DIAMOND BAR, CA
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