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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-30
MI RA APPROVED 2017-05-15
  • TX RA
    APPROVED_RES
    Since 2018-08-30
  • MI RA
    APPROVED
    Since 2017-05-15

Branch Locations

23309 Farmington Road, Farmington, MI 48336 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Canton MI 01/2011 07/2017
J.P. Morgan Securities Llc Farmington MI 10/2012 Present
Jpmorgan Chase Bank, N.A. Farmington MI 07/2017 Present
  • 01/2011 → 07/2017
    Jpmorgan Chase Bank
    Canton, MI
  • 10/2012 → Present
    Farmington, MI
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Farmington, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-03
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2017-05-03
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Other Names
  • Amanda Faeeza Allie

View on SEC IAPD

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