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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-08 |
| CA | RA | APPROVED | 2023-10-26 |
Branch Locations
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
407 E Main St, Santa Maria, CA 93454 • United States
2445 S Broadway, Santa Maria, CA 93454 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Camarillo | CA | 01/2015 | 11/2016 |
| Wells Fargo Bank Na | Camarillo | CA | 06/2012 | Present |
| Wells Fargo Clearing Services, Llc | Camarillo | CA | 11/2016 | Present |
J. TOSTI FARMS LLC, NOT INV RELATED, LOMPOC, CA, 100% OWNERSHIP, START 3/31/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, CATTLE AND AGRICULTURE. RENTAL PROPERTY (1); INV. RELATED; LOMPOC, CA; 33% OWNERSHIP WITH SPOUSE; START DATE 10/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY (2); INV. RELATED; LOMPOC, CA; 33% OWNERSHIP WITH SPOUSE; START DATE 10/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY (3); INV. RELATED; LOMPOC, CA; 33% OWNERSHIP WITH SPOUSE; START DATE 10/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; LOMPOC, CA; 50% OWNERSHIP WITH SPOUSE; START DATE 10/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-12 |
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