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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2021-01-21 |
| NJ | RA | APPROVED | 2018-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 01/2012 | 05/2018 |
| Jp Morgan Chase Bank, N.A. | Peekskill | NY | 05/2018 | 03/2020 |
| Jp Morgan Securities,Llc | Peekskill | NY | 05/2018 | 03/2020 |
| Jp Morgan Chase Bank, N.A. | Brewster | NY | 04/2020 | Present |
| Jpmmorgan Securities, Llc | Brewster | NY | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-23 |
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