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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

Corona, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na New York NY 10/2015 02/2020
Jp Morgan Securities Llc New York NY 10/2015 02/2020
Ubs Financial Services Inc. New York NY 02/2020 Present
  • 10/2015 → 02/2020
    Jp Morgan Chase Bank Na
    New York, NY
  • 10/2015 → 02/2020
    Jp Morgan Securities Llc
    New York, NY
  • 02/2020 → Present
    New York, NY
Other Businesses

1.Entity Name: MadeByTheCraftTeam Investment related: No "Address: Corona, NY https://etsy.me/2Lu0M6b" Nature of the other business: Hand made crafts Position/Title/Relationship: Owner - Crafter Start Date: 03-Sep-2019 Approximate # of hours a month: 15 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner - Crafter

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-09
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2025-05-09
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Diana D Veras
  • Diana Daniela Veras

View on SEC IAPD

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