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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • CO RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

Colorado Springs, CO • United States

5265 N Academy Blvd Suite 3800, Colorado Springs, CO 80918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wyle Inc - Cas Group Colorado Springs CO 12/2009 12/2023
Woodbury Financial Services, Inc. Colorado Springs CO 03/2012 01/2024
Osaic Wealth, Inc. Colorado Springs CO 01/2024 Present
  • 12/2009 → 12/2023
    Wyle Inc - Cas Group
    Colorado Springs, CO
  • 03/2012 → 01/2024
    Woodbury Financial Services, Inc.
    Colorado Springs, CO
  • 01/2024 → Present
    Colorado Springs, CO
Previous Registrations
  • 2012-05-25 → 2024-01-19
    Woodbury Financial Services, Inc.
    Colorado Springs, CO
    Colorado Springs, CO
Other Businesses

1) NCN FINANCIAL LLC; NON INV REL; 5855 LEHMAN DR STE 201 COLORDAO SPRINGS, CO 80919; TAX PREPARATION; MEMBER; 8/7/2012; 10HR/MO; 5HR/MO; TAX PREPARER/OWNER. 2)GORDON CROM; NON INV REL; 5350 ACADEMY BLVD STE 100; COLORADO SPRINGS, CO 80198; LIFE INSURANCE SALES; AGENT; 10/1/2012; 5HR/MO; 5HR/MO; LIFE INSURANCE AGENT. 3) GORDON CROM POSITION: Attorney in fact NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/21/2017 ADDRESS: 5265 N Academy Blvd, 3800, Colorado Springs CO 80918, United States DESCRIPTION: My parents have asked me to help them manage their investments and want to give me a power of attorney for each of their accounts. 4) NCN FINANCIAL LLC POSITION: Tax Preparer/Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/07/2012 ADDRESS: 5265 N Academy Blvd, STE 3800, Colorado Springs CO 80918, United States DESCRIPTION: Tax Planner & Preparer 5) NCN FINANCIAL POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2012 ADDRESS: 5265 North Academy Blvd, STE 3800, Colorado Springs CO 80918, United States DESCRIPTION: Life Insurance Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2012-05-21

View on SEC IAPD

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