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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
Colorado Springs, CO • United States
5265 N Academy Blvd Suite 3800, Colorado Springs, CO 80918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wyle Inc - Cas Group | Colorado Springs | CO | 12/2009 | 12/2023 |
| Woodbury Financial Services, Inc. | Colorado Springs | CO | 03/2012 | 01/2024 |
| Osaic Wealth, Inc. | Colorado Springs | CO | 01/2024 | Present |
1) NCN FINANCIAL LLC; NON INV REL; 5855 LEHMAN DR STE 201 COLORDAO SPRINGS, CO 80919; TAX PREPARATION; MEMBER; 8/7/2012; 10HR/MO; 5HR/MO; TAX PREPARER/OWNER. 2)GORDON CROM; NON INV REL; 5350 ACADEMY BLVD STE 100; COLORADO SPRINGS, CO 80198; LIFE INSURANCE SALES; AGENT; 10/1/2012; 5HR/MO; 5HR/MO; LIFE INSURANCE AGENT. 3) GORDON CROM POSITION: Attorney in fact NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/21/2017 ADDRESS: 5265 N Academy Blvd, 3800, Colorado Springs CO 80918, United States DESCRIPTION: My parents have asked me to help them manage their investments and want to give me a power of attorney for each of their accounts. 4) NCN FINANCIAL LLC POSITION: Tax Preparer/Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/07/2012 ADDRESS: 5265 N Academy Blvd, STE 3800, Colorado Springs CO 80918, United States DESCRIPTION: Tax Planner & Preparer 5) NCN FINANCIAL POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2012 ADDRESS: 5265 North Academy Blvd, STE 3800, Colorado Springs CO 80918, United States DESCRIPTION: Life Insurance Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-21 |
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