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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
MN RA APPROVED 2020-03-09
  • TX RA
    APPROVED
    Since 2021-01-04
  • MN RA
    APPROVED
    Since 2020-03-09

Branch Locations

7701 France Ave S Ste 675, Edina, MN 55435 • United States

St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bloomington MN 11/2015 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 03/2020
Ameriprise Financial Services Inc Edina MN 03/2020 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Line of Scrimmage Coaching and Consulting; Creating programs, and training athletes; Consulting; 2350 woodcrest dr, , St paul, MN, 55129; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; IMW LLC; employee Bring in NetFlow's Manage Client relationships Manage Portfolios and Plans ; Manage advisory business; 7701 France Ave, , Edina, MN, 55435; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Financial Literacy; Putting on financial Literacy for businesses and organizations. Not part of Ameriprise or IWM. Financial literacy consists of many items. Public speaking- speaking on topics that are generally considered fact based financial basics. Podcast interviews- I don't not own or have my own podcast, but I am asked to join them regularly and discuss topics relating to personal wealth management. At no point am i giving advice or representing Ameriprise financial Services. ; 2350 Woodcrest Dr, , St Paul, MN, 55129; Not Investment-Related; 04/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-04
  • S66 Uniform Combined State Law Examination
    2016-03-04
Other Names
  • Ayo Idowu

View on SEC IAPD

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