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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-08-01 |
| UT | RA | APPROVED | 2020-12-14 |
| NV | RA | APPROVED | 2019-12-10 |
| TX | RA | APPROVED | 2019-12-02 |
Branch Locations
7000 N Durango Dr, Las Vegas, NV 89149 • United States
411 E Bonneville Ave Suite 160, Las Vegas, NV 89101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 01/2012 | 06/2017 |
| Unemployed | Las Vegas | NV | 06/2017 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 05/2018 | 11/2019 |
| Jp Morgan Securities, Llc | Las Vegas | NV | 11/2019 | 07/2020 |
| Jp Morgan Chase Bank, N.A. | Las Vegas | NV | 11/2019 | Present |
| Wells Fargo Advisors | Las Vegas | NV | 05/2018 | 11/2019 |
| Jp Morgan Securities | Las Vegas | NV | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-01 |
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