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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-12 |
| TX | RA | APPROVED | 2025-03-12 |
Branch Locations
4530 Western Blvd, Raleigh, NC 27606 • United States
2001 Clark Ave Ste 200, Raleigh, NC 27605 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
1201 Walnut St, Cary, NC 27511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 01/2019 | 03/2025 |
| Wells Fargo | Cary | NC | 02/2012 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-01 |
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