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Dionis Alberto Lozano

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-06
NY RA APPROVED 2023-10-10
NJ RA APPROVED 2021-07-09
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • NY RA
    APPROVED
    Since 2023-10-10
  • NJ RA
    APPROVED
    Since 2021-07-09

Branch Locations

460 Broadway, New York, NY 10013 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Jersey City NJ 02/2015 Present
Wells Fargo Clearing Services, Llc Jersey City NJ 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-09
S63 Uniform Securities Agent State Law Examination 2017-04-06
  • S66 Uniform Combined State Law Examination
    2021-07-09
  • S63 Uniform Securities Agent State Law Examination
    2017-04-06
Other Names
  • Dionis Albert Lozano
  • Dionis A Lozano
  • Dionis Lozano

View on SEC IAPD

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