Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2008-04-28 |
Branch Locations
299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 01/2015 | Present |
13 south shore trail LLC / 13 South shore trail sparta,nj 07871 / Other/ Real Estate / Inc. property / Partner / / none / Start Date 9/30/13 LLC / 3415 West End LLC, TennesseeUnited States-37203, LLC Real Estate, to put my apartment into the LLC, Proprietor / owner, rent apartment, start date-4/9/2025, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-27 |
Reach out to this advisor