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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-27
CA RA APPROVED 2019-11-04
  • TX RA
    APPROVED_RES
    Since 2022-10-27
  • CA RA
    APPROVED
    Since 2019-11-04

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Los Angeles CA 09/2013 10/2017
J.P.MOrgan Chase Bank, N.A. Los Angeles CA 09/2013 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/2019 Present
J.P.MOrgan Chase Bank, N.A. Culver City CA 07/2017 07/2019
Bank Of America, N.A. Los Angeles CA 10/2019 Present
  • 09/2013 → 10/2017
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 09/2013 → 06/2017
    J.P.MOrgan Chase Bank, N.A.
    Los Angeles, CA
  • 07/2019 → Present
    Los Angeles, CA
  • 07/2017 → 07/2019
    J.P.MOrgan Chase Bank, N.A.
    Culver City, CA
  • 10/2019 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Other Businesses

1.For profit or not for profit: For Profit 2.Name of outside business organization: CM Educational Consulting, Inc. 3.Investment related: No 4.Address of business (City and State Only): 600 S Spring St unit 1504 Los Angeles, CA 90014 Changing to 325 W 8th St PH-1110 Los Angeles, CA next week. 5.Nature of business: Consultant / Program Manager for an educational engineering program 6.Position, title, association: Vice President 7.Start date of relationship: 08/12/2016 8.Number of hours devoted: 0 9.Number of hours devoted during trading hours: 0 10.Duties: none 1.For profit or not for profit: For profit 2.Name of outside business organization: Rental Property 3.Investment related: No 4.Address of business (City and State Only): Jacksonville, NC 5.Nature of business: Rental property 6.Position, title, association: Owner 7.Start date of relationship: 10/2018 8.Number of hours devoted: 0 9.Number of hours devoted during trading hours: 0 10.Duties: Rental Property owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
S63 Uniform Securities Agent State Law Examination 2013-11-07
  • S66 Uniform Combined State Law Examination
    2019-11-01
  • S63 Uniform Securities Agent State Law Examination
    2013-11-07
Other Names
  • Michael Martinez
  • Michael C Martinez
  • Michael Charles Martinez

View on SEC IAPD

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