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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| CA | RA | APPROVED | 2019-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Los Angeles | CA | 09/2013 | 10/2017 |
| J.P.MOrgan Chase Bank, N.A. | Los Angeles | CA | 09/2013 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2019 | Present |
| J.P.MOrgan Chase Bank, N.A. | Culver City | CA | 07/2017 | 07/2019 |
| Bank Of America, N.A. | Los Angeles | CA | 10/2019 | Present |
1.For profit or not for profit: For Profit 2.Name of outside business organization: CM Educational Consulting, Inc. 3.Investment related: No 4.Address of business (City and State Only): 600 S Spring St unit 1504 Los Angeles, CA 90014 Changing to 325 W 8th St PH-1110 Los Angeles, CA next week. 5.Nature of business: Consultant / Program Manager for an educational engineering program 6.Position, title, association: Vice President 7.Start date of relationship: 08/12/2016 8.Number of hours devoted: 0 9.Number of hours devoted during trading hours: 0 10.Duties: none 1.For profit or not for profit: For profit 2.Name of outside business organization: Rental Property 3.Investment related: No 4.Address of business (City and State Only): Jacksonville, NC 5.Nature of business: Rental property 6.Position, title, association: Owner 7.Start date of relationship: 10/2018 8.Number of hours devoted: 0 9.Number of hours devoted during trading hours: 0 10.Duties: Rental Property owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-07 |
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