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Kwang Yi

Key Investment Services LLC

Bonney Lake, WA

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-02-22
  • WA RA
    APPROVED
    Since 2023-02-22

Branch Locations

19649 Highway 410 E, Bonney Lake, WA 98391 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Seattle WA 07/2016 05/2021
Fidelity Investments Salt Lake City UT 06/2021 02/2023
Key Investment Services Bonney Lake WA 02/2023 Present
  • 07/2016 → 05/2021
    Td Ameritrade
    Seattle, WA
  • 06/2021 → 02/2023
    Fidelity Investments
    Salt Lake City, UT
  • 02/2023 → Present
    Key Investment Services
    Bonney Lake, WA
Previous Registrations
  • 2021-09-10 → 2022-09-27
    Fidelity Personal And Workplace Advisors
    Edgewood, WA
  • 2016-07-11 → 2021-01-11
    Td Ameritrade, Inc.
    Seattle, WA
    Olympia, WA
  • 2016-07-11 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Seattle, WA
  • 2014-02-14 → 2016-07-05
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seattle, WA
    Seattle, WA
    Bellevue, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Tacoma, WA
    Seattle, WA
    Tacoma, WA
  • 2012-03-21 → 2013-03-14
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tacoma, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-20
  • S66 Uniform Combined State Law Examination
    2012-03-20
Other Names
  • Jimmy Yi
  • Kwang Yi
  • Kwang Yi

View on SEC IAPD

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LPL FINANCIAL LLC · SAN DIEGO, CA
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