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Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-10-22
  • MO RA
    APPROVED
    Since 2020-10-22

Branch Locations

1 Mid Rivers Mall Suite 358, Saint Peters, MO 63376 • United States

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors - St. Louis St. Louis MO 02/2016 02/2017
Montage Securities, Llc St. Louis MO 02/2016 02/2017
Principal Life Insurance Saint Louis MO 02/2017 10/2020
Principal Securities Saint Louis MO 02/2017 10/2020
Cambridge Investment Research, Inc Fairfield IA 10/2020 Present
Retirement Plan Advisors Llc Chicago IL 10/2020 Present
  • 02/2016 → 02/2017
    Mariner Wealth Advisors - St. Louis
    St. Louis, MO
  • 02/2016 → 02/2017
    Montage Securities, Llc
    St. Louis, MO
  • 02/2017 → 10/2020
    Principal Life Insurance
    Saint Louis, MO
  • 02/2017 → 10/2020
    Principal Securities
    Saint Louis, MO
  • 10/2020 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 10/2020 → Present
    Chicago, IL
Previous Registrations
Other Businesses

1) TIMOTHY HARDEN, 1 Mid Rivers Mall Dr, Ste 358, St. Peters MO 63376, 01/2023, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO, 1 HR/MO Trading 2) RETIREMENT PLAN ADVISORS HOLDINGS, INC., 29 E. Madison St., Ste 500, Chicago IL 60602, 03/31/2024, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2012-02-20
Designations
Other Names
  • T Daniel Harden
  • Dan Harden

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