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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-06-15 |
| CT | RA | APPROVED | 2020-06-12 |
Branch Locations
331 Newman Springs Road Building 2, Suite 312- 3Rd Floor, Red Bank, NJ 07701 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates | Princeton | NJ | 12/2011 | 02/2019 |
| Herbert J. Sims & Co, Inc | Red Bank | NJ | 02/2019 | Present |
| Herbert J. Sims Capital Management | Red Bank | NJ | 06/2020 | Present |
Elizabeth Teifer is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Ms. Teifer began her association with HJSCM in June 2020 and devotes approximately 15% of her time to HJSCM and approximately 10% to insurance-related business; however, Ms. Teifer's primary business is providing brokerage services through the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-24 |
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