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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-08-09 |
| TX | RA | APPROVED_RES | 2019-08-09 |
Branch Locations
921 Walnut St, Boulder, CO 80302 • United States
Lafayette, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Boulder | CO | 12/2011 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boulder | CO | 08/2019 | Present |
I*8613 For profit or not for profit: Name of outside business organization: 508 RENTAL Investment related: Address of business: LOUISVILLE, Colorado 80027 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2015 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-10 |
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