Wan-lin Liao

Current Employers

Griffinest Asia Asset Management, Llc

301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-01-03

CA RA
APPROVED

Since 2020-01-03

Branch Locations

301 N. Lake Ave., Suite 110, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Griffinest Asia Securities	Pasadena	CA	09/2012	Present
Griffinest Asia Management, Llc	Pasadena	CA	11/2019	Present

09/2012 → Present

Griffinest Asia Securities

Pasadena, CA
11/2019 → Present

Griffinest Asia Management, Llc

Pasadena, CA

Other Businesses

REGISTERED REPRESENTATIVE OF GRIFFINEST ASIA SECURITIES, LLC, INVESTMENT RELATED, 3452 E. FOOTHILL BLVD., SUITE 100, PASADENA, CA 91107; SPEND 40 HOURS/WEEK.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-04

S66 Uniform Combined State Law Examination

2018-09-04

View on SEC IAPD

Current Employers

Griffinest Asia Asset Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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