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Yash Niphadkar

Excel Capital Management Corp

Warren, NJ

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Current Employers
Excel Capital Management Corp

12 Stratford Court, Warren, NJ 07059 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-18
NJ RA APPROVED 2025-04-18
OH RA APPROVED 2021-01-11
  • FL RA
    APPROVED
    Since 2025-04-18
  • NJ RA
    APPROVED
    Since 2025-04-18
  • OH RA
    APPROVED
    Since 2021-01-11

Branch Locations

12 Stratford Court, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2014 01/2017
Bank Of America, N.A. New York NY 12/2014 01/2017
First Republic Investment Management, Inc. New York NY 01/2017 04/2019
First Republic Securities Company, Llc New York NY 01/2017 04/2019
Lenox Wealth Advisors New York NY 04/2019 12/2020
Excel Capital Management Corp Warren NJ 01/2021 Present
  • 11/2014 → 01/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 12/2014 → 01/2017
    Bank Of America, N.A.
    New York, NY
  • 01/2017 → 04/2019
    First Republic Investment Management, Inc.
    New York, NY
  • 01/2017 → 04/2019
    First Republic Securities Company, Llc
    New York, NY
  • 04/2019 → 12/2020
    Lenox Wealth Advisors
    New York, NY
  • 01/2021 → Present
    Excel Capital Management Corp
    Warren, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-26
S63 Uniform Securities Agent State Law Examination 2012-03-05
  • S65 Uniform Investment Adviser Law Examination
    2015-02-26
  • S63 Uniform Securities Agent State Law Examination
    2012-03-05
Designations
Other Names
  • Yash Pradeep Niphadkar

View on SEC IAPD

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MML INVESTORS SERVICES, LLC · Warren, NJ
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