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Michael J. Fabrizi

J.P. Morgan Securities LLC

New York, NY

CRD 6007605

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-09
TX RA APPROVED 2025-07-09
  • NY RA
    APPROVED
    Since 2025-07-09
  • TX RA
    APPROVED
    Since 2025-07-09

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 03/2017 04/2018
Jpmorgan Securities Llc New York NY 03/2017 04/2018
Fx Vol Desk Westport CT 06/2015 04/2017
Citigroup Nyc NY 04/2018 03/2022
Genesis Global Trading, Inc New York NY 03/2022 07/2022
Nomura Securities International Inc. New York NY 04/2023 06/2025
J.P. Morgan Securities Llc New York NY 06/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2025 Present
Millais Usa Llc New York NY 07/2015 03/2017
Unemployed Nyc NY 08/2022 03/2023
Sports & Rec Boston Llc New York NY 12/2025 Present
Barkhouse New York NY 12/2025 Present
  • 03/2017 → 04/2018
    Jpmorgan Chase Bank Na
    New York, NY
  • 03/2017 → 04/2018
    Jpmorgan Securities Llc
    New York, NY
  • 06/2015 → 04/2017
    Fx Vol Desk
    Westport, CT
  • 04/2018 → 03/2022
    Citigroup
    Nyc, NY
  • 03/2022 → 07/2022
    Genesis Global Trading, Inc
    New York, NY
  • 04/2023 → 06/2025
    Nomura Securities International Inc.
    New York, NY
  • 06/2025 → Present
    New York, NY
  • 06/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2015 → 03/2017
    Millais Usa Llc
    New York, NY
  • 08/2022 → 03/2023
    Unemployed
    Nyc, NY
  • 12/2025 → Present
    Sports & Rec Boston Llc
    New York, NY
  • 12/2025 → Present
    Barkhouse
    New York, NY
Other Businesses

Entity Name: Sports & Rec Boston LLC Investment related: No Address: 80 Varick St NY NY 10013 (https://www.thegarretgroup.com/) Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 12/08/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rocco's. It's a bar and restaurant opening in Boston. Entity Name: Barkhouse Investment related: No Address: 150 W 25th St NY NY 10002 (www.barkhousenyc.com) Nature of the other business: Pet Services Position/Title/Relationship: Owner/Partner Start Date: 12/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Dog hotel and grooming facility. 1) Rental Property - 71 Aiken St C9, Norwalk, CT, 06851; Investment-related; Affiliation started 03/08/2017; Title: Owner; Duties: Landlord; 3 hours are devoted each month outside securities trading hours.//

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
S63 Uniform Securities Agent State Law Examination 2012-10-26
  • S66 Uniform Combined State Law Examination
    2025-06-23
  • S63 Uniform Securities Agent State Law Examination
    2012-10-26
Other Names
  • Michael J Fabrizi
  • Michael John Fabrizi

View on SEC IAPD

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