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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-09 |
| TX | RA | APPROVED | 2025-07-09 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 03/2017 | 04/2018 |
| Jpmorgan Securities Llc | New York | NY | 03/2017 | 04/2018 |
| Fx Vol Desk | Westport | CT | 06/2015 | 04/2017 |
| Citigroup | Nyc | NY | 04/2018 | 03/2022 |
| Genesis Global Trading, Inc | New York | NY | 03/2022 | 07/2022 |
| Nomura Securities International Inc. | New York | NY | 04/2023 | 06/2025 |
| J.P. Morgan Securities Llc | New York | NY | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2025 | Present |
| Millais Usa Llc | New York | NY | 07/2015 | 03/2017 |
| Unemployed | Nyc | NY | 08/2022 | 03/2023 |
| Sports & Rec Boston Llc | New York | NY | 12/2025 | Present |
| Barkhouse | New York | NY | 12/2025 | Present |
Entity Name: Sports & Rec Boston LLC Investment related: No Address: 80 Varick St NY NY 10013 (https://www.thegarretgroup.com/) Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 12/08/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rocco's. It's a bar and restaurant opening in Boston. Entity Name: Barkhouse Investment related: No Address: 150 W 25th St NY NY 10002 (www.barkhousenyc.com) Nature of the other business: Pet Services Position/Title/Relationship: Owner/Partner Start Date: 12/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Dog hotel and grooming facility. 1) Rental Property - 71 Aiken St C9, Norwalk, CT, 06851; Investment-related; Affiliation started 03/08/2017; Title: Owner; Duties: Landlord; 3 hours are devoted each month outside securities trading hours.//
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-26 |
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